[vc_row css=”.vc_custom_1585587964059{margin-top: 45px !important;margin-bottom: 90px !important;}”][vc_column width=”1/3″][vc_custom_heading text=”What does the ASC do?” use_theme_fonts=”yes”][/vc_column][vc_column width=”2/3″][vc_column_text]We aim to be a practical, intelligent, best-in-class regulator and we strive to protect investors from improper, misleading or fraudulent practices. The Securities Act (Alberta) ensures that Alberta’s capital market works for participants and that investors have timely, accurate information on which to base their investment decisions. It also ensures that those who sell securities in Alberta are registered and that they conduct themselves according to applicable laws and professional standards.
As a member of the Canadian Securities Administrators (CSA), the council of the securities regulators of Canada’s provinces and territories, we work to improve, coordinate and harmonize the regulation of Canada’s capital market.[/vc_column_text][/vc_column][/vc_row][vc_row gap=”15″ equal_height=”yes” content_placement=”middle”][vc_column width=”7/12″ css=”.vc_custom_1585061128391{padding-right: 15px !important;}”][vc_custom_heading text=”Regulate” use_theme_fonts=”yes”][vc_column_text]We regulate all securities-related activity both directly and indirectly through self-regulatory organizations (SROs) which are regularly reviewed.[/vc_column_text][/vc_column][vc_column width=”5/12″][vc_single_image image=”4097″ img_size=”large” alignment=”center” style=”vc_box_circle_2″][/vc_column][/vc_row][vc_row gap=”15″ equal_height=”yes” content_placement=”middle” css=”.vc_custom_1585587999195{margin-top: 90px !important;margin-bottom: 90px !important;}”][vc_column width=”5/12″][vc_single_image image=”4098″ img_size=”large” alignment=”center” style=”vc_box_circle_2″][/vc_column][vc_column width=”7/12″ css=”.vc_custom_1585061199931{padding-left: 35px !important;}”][vc_custom_heading text=”Investigate” use_theme_fonts=”yes”][vc_column_text]We are dedicated to protecting investors by detecting, disrupting, investigating and prosecuting companies or people violating Alberta’s securities laws. ASC staff use complaints filed by the public as well as other means to identify potential breaches of securities laws, and take enforcement action including investigating and prosecuting either administratively or quasi-criminally, as appropriate, to protect investors and the integrity of Alberta’s capital market.[/vc_column_text][vc_btn title=”File a Complaint” style=”custom” custom_background=”#8ccfc7″ custom_text=”#ffffff” shape=”round” link=”url:https%3A%2F%2Fwww.asc.ca%2Fcomplain-or-report|target:_blank”][/vc_column][/vc_row][vc_row gap=”15″ equal_height=”yes” content_placement=”middle” css=”.vc_custom_1585588007789{margin-bottom: 90px !important;}”][vc_column width=”7/12″ css=”.vc_custom_1585061141360{padding-right: 15px !important;}”][vc_custom_heading text=”Educate” use_theme_fonts=”yes”][vc_column_text]A core responsibility of our organization is to educate investors and provide Albertans with unbiased tools and resources to empower them to both make informed investment and financial decisions and to recognize and avoid fraud. From this website to webinars, presentations and reports, we strive to educate investors and other market participants across Alberta.[/vc_column_text][/vc_column][vc_column width=”5/12″][vc_single_image image=”4099″ img_size=”large” alignment=”center” style=”vc_box_circle_2″][/vc_column][/vc_row][vc_row full_width=”stretch_row” css=”.vc_custom_1584008594219{padding-top: 45px !important;padding-bottom: 80px !important;background-color: #f7f6f4 !important;}”][vc_column][vc_custom_heading text=”Get in touch” font_container=”tag:h2|text_align:center” use_theme_fonts=”yes”][vc_row_inner][vc_column_inner width=”1/6″][/vc_column_inner][vc_column_inner width=”2/3″][vc_column_text]
Whether you’re looking for more information, need to file a complaint, or check the registration of a company or advisor, we’re here to help.
[/vc_column_text][/vc_column_inner][vc_column_inner width=”1/6″][/vc_column_inner][/vc_row_inner][vc_btn title=”Contact the ASC” style=”custom” custom_background=”#8ccfc7″ custom_text=”#ffffff” shape=”round” align=”center” link=”url:https%3A%2F%2Fcheckfirst.ca%2Fcontact%2F|title:Contact||”][/vc_column][/vc_row]
